Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Adams is an Investment Advisor Representative with Cetera Investment Advisers LLC and Ridge Capital Management, LLC. Scott is a Registered Representative and has been working in the financial services industry since March 1995. Scott is registered with the following states: Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Louisiana, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin. Scott has a Series 7, 24, 63, 65 and 99TO registrations, and has completed the Securities Industry Essentials Exam (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
10/21/2020 - Present
Cetera Investment Advisers LLC (ALPHARETTA GA)
GA
03/15/1995 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ALPHARETTA GA)
CA
03/03/1995 - 03/06/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
IA
Issued 10/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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