Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Koppelman is a financial advisor with over 30 years of experience in the industry. Scott is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott's prior experience includes working with Wells Fargo Advisors, LLC, First Union Securities Financial Network, Inc., JWGenesis Securities, Inc., Fechtor, Detwiler & Co., Inc., D. H. Blair & Co., Inc., PaineWebber Incorporated, and Lehman Brothers Inc. Scott has a wide range of experience and expertise in financial planning, investment management, and retirement planning. Scott holds Series 7, 63, and 65 licenses and has been recognized for his expertise in various areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
06/08/2001 - 01/07/2011
WELLS FARGO ADVISORS, LLC (GARDEN CITY NY)
MO
01/02/2001 - 06/25/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
05/07/1998 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MA
03/02/1998 - 05/05/1998
FECHTOR, DETWILER & CO., INC. (BOSTON MA)
NY
09/06/1994 - 02/04/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
NJ
09/23/1992 - 08/25/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/01/1991 - 09/22/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/21/1987 - 03/06/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 05/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Koppelman is the right advisor for you? Invested Better is here to help.
