Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sinclair is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Scott has been in the industry since 1982. Scott has a broad range of experience, having worked for several firms prior to joining Wells Fargo Clearing Services, LLC. Scott has been registered with Wells Fargo Clearing Services, LLC since 2009. Scott holds the Series 7, 8, 9, 10, 52, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/25/2019 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
NY
12/18/1985 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/29/1985 - 12/23/1985
B.O.C.L. SECURITIES CORP.
NA
05/19/1983 - 03/19/1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
NA
09/24/1982 - 07/07/1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
IA
Issued 03/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Sinclair is the right advisor for you? Invested Better is here to help.
