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Scott John Werts

Charles Schwab & CO., Inc.

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About Scott John Werts

Scott Werts is a financial professional with over 10 years of experience in the financial services industry. Scott is currently registered with Charles Schwab & CO., Inc., and has been with them since August 2015. Prior to joining Charles Schwab, Scott worked for Vanguard Marketing Corporation. Scott has a wide range of experience in the financial services industry, including experience with various investment strategies and financial planning. Scott holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. Scott is registered with the state of North Carolina, and is a member of FINRA.

Firm Information

Scott Werts is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Scott Werts’s Registration & Firm History

NC

02/02/2017 - Present

Charles Schwab & CO., Inc. (Raleigh NC)

NC

07/08/2014 - 08/07/2015

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 09/25/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott John Werts.
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