Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Skorobohaty is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since 1990 and has a wide range of experience. Scott is registered to provide investment advice in Connecticut and New York. Scott has previously held positions at LPL FINANCIAL LLC, CAPITAL ONE INVESTMENT SERVICES LLC, FIRST INTERSTATE INVESTMENTS, INC., ESSEX NATIONAL SECURITIES, INC., COUGHLIN & COMPANY, INC., and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BROOKLYN NY)
FL
07/15/2010 - 11/07/2012
LPL FINANCIAL LLC (MIAMI FL)
NY
09/24/1996 - 10/02/2009
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NA
06/05/1995 - 03/29/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
03/26/1994 - 06/01/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CO
07/26/1991 - 01/25/1994
COUGHLIN & COMPANY, INC. (DENVER CO)
NJ
02/13/1990 - 09/27/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 09/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/1994
Series 24 - General Securities Principal Examination
BC
Issued 04/15/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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