Unclaimed
Scott John Doyle is a financial advisor with over 27 years of experience. Scott has a wide range of experience in the financial services industry, including working with Kovack Advisors, Inc., SCF Securities, Inc., National Securities Corporation, Transamerica Financial Advisors, Inc, Century Securities Associates, Inc., Kellogg Capital Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Advest, Inc. Scott specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Scott is currently registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) in multiple states including Florida, Georgia, Louisiana, New Jersey, New York, and Pennsylvania. Scott is dedicated to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/20/2018 - Present
Kovack Advisors, Inc. (Livingston NJ)
NJ
12/16/2016 - 08/06/2018
SCF SECURITIES, INC. (LIVINGSTON NJ)
NJ
04/17/2013 - 12/22/2016
NATIONAL SECURITIES CORPORATION (EDISON NJ)
NJ
12/14/2012 - 04/18/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (FRANKLIN LAKES NJ)
NJ
06/30/2008 - 11/07/2012
CENTURY SECURITIES ASSOCIATES, INC. (LIVINGSTON NJ)
NY
02/12/2007 - 09/04/2007
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
03/10/2006 - 03/23/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
12/09/1991 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 04/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1991
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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