Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richardson is a financial advisor with Cambridge Investment Research Advisors, Inc. in Madison, Wisconsin. Scott has been in the financial services industry since 2000 and has a diverse background in both investment and insurance. Scott has passed the Series 6, Series 7, Series 63, and Series 65 exams and is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of Wisconsin. Scott is also registered in 27 other states and has 27 years of experience in the industry. He has previously worked with Northwestern Mutual Investment Services, LLC, AXA Advisors, LLC, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
02/09/2009 - Present
Cambridge Investment Research Advisors, Inc. (Madison WI)
WI
06/10/2002 - 11/30/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
09/18/2000 - 04/30/2002
AXA ADVISORS, LLC (NEW YORK NY)
NJ
07/11/2000 - 08/29/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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