Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Simon is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Nexpoint Securities, Inc. and has previously worked with several other firms, including McDermott Investment Services, LLC and EQIS Securities, LLC. Scott has a Series 7 and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/07/2019 - Present
Nexpoint Securities, Inc. (DALLAS TX)
PA
09/21/2018 - 10/03/2019
MCDERMOTT INVESTMENT SERVICES, LLC (BETHLEHEM PA)
CA
02/22/2018 - 06/22/2018
EQIS SECURITIES, LLC (SAN RAFAEL CA)
CA
01/18/2016 - 02/08/2017
TRITON PACIFIC SECURITIES, LLC (Laguna Niguel CA)
TX
01/09/2013 - 12/08/2015
REALTY CAPITAL SECURITIES, LLC (DALLAS TX)
TX
06/08/2004 - 01/11/2013
BEHRINGER SECURITIES LP (ADDISON TX)
PA
01/01/2004 - 04/28/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
07/29/2003 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MN
07/15/2002 - 04/04/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/15/2002 - 04/04/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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