Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kessler is an investment advisor representative with B. Riley Wealth Advisors, Inc. based in Chicago, IL. Scott has been in the financial services industry since March 24, 1987. Scott has been registered with B. Riley Wealth Advisors, Inc. since August 9, 2022. Prior to that, Scott was employed by Sanctuary Securities, Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., B C Financial Corporation, and Blinder, Robinson & Co., Inc. Scott holds the Series 63, 65, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/09/2022 - Present
B. Riley Wealth Advisors, Inc. (Chicago IL)
IN
02/25/2013 - 09/17/2020
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
IL
03/18/2005 - 02/28/2013
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
09/26/1990 - 03/23/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/05/1989 - 10/11/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/02/1989 - 12/05/1989
B C FINANCIAL CORPORATION
NA
03/25/1987 - 02/08/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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