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Scott Jay Karl

Caitlin John

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About Scott Jay Karl

Scott Karl is an investment advisor representative at Caitlin John, LLC. Scott Karl is registered with the state of California as an Investment Advisor Representative. Scott Karl is a financial advisor with over 25 years of experience in the financial services industry. Scott Karl has held various positions in the financial services industry, including as a registered representative and investment advisor representative. Scott Karl's prior firm affiliations include Brooklight Place Securities, Inc., Park Avenue Securities LLC and Guardian Investor Services Corporation. Scott Karl's main office is located in Brighton, MI.

Firm Information

Scott Karl is currently registered with Caitlin John. Caitlin John is a Registered Investment Advisor based in Brighton, Michigan. The firm has 21 investment advisor representatives and manages approximately $143,336,224 in regulatory assets under management. The firm provides financial planning, portfolio management for individuals, educational seminars, and selection of other advisers. Caitlin John caters to high-net-worth individuals and individuals other than high-net-worth.
Caitlin John

1024 E. GRAND RIVER AVE

BRIGHTON, MI 48116

$143.34M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Karl’s Registration & Firm History

CA

12/21/2022 - Present

Caitlin John (FRESNO CA)

CA

03/24/2014 - 05/31/2017

BROOKLIGHT PLACE SECURITIES, INC. (FRESNO CA)

CA

05/03/1999 - 03/04/2014

PARK AVENUE SECURITIES LLC (FRESNO CA)

NY

06/13/1997 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/24/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Scott Jay Karl. Review regulatory record here.
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