Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Jason Wallach is an investment advisor representative with Aurora Private Wealth, Inc. Scott has been in the financial services industry since 1998. Scott has a broad range of experience, having worked with firms such as Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, and Continental Broker-Dealer Corp. Scott has a strong track record of success in providing financial advice to individuals and businesses. Scott holds the Series 7, Series 63, and Series 65 licenses. Scott is also a registered investment advisor in New Jersey, California, Connecticut, Maryland, New York, Pennsylvania, and Virginia. Scott specializes in providing financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Scott is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/07/2017 - Present
Aurora Private Wealth, Inc. (ROCKAWAY NJ)
NJ
07/01/2003 - 10/11/2017
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NY
12/23/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/01/1999 - 12/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/25/1998 - 12/14/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 03/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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