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Scott Jason Hechler

Spartan Capital Securities, LLC

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About Scott Jason Hechler

Scott Hechler is a financial professional with over 15 years of experience in the industry. Scott is currently registered with Spartan Capital Securities, LLC and has been with the firm since May 2023. Scott has held previous positions with SW Financial, Worden Capital Management LLC, Legend Securities, Inc., Joseph Gunnar & Co. LLC, Brookstone Securities, Inc., and J.P. Turner & Company, L.L.C. Scott holds the Series 7, Series 63, and SIE licenses. Scott is registered in 33 states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Nebraska, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington, West Virginia, and Wisconsin.

Firm Information

Scott Hechler is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Hechler’s Registration & Firm History

NY

05/15/2023 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

12/10/2019 - 05/11/2023

SW FINANCIAL (NEW YORK NY)

NY

11/04/2016 - 12/17/2019

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

08/23/2013 - 11/09/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

06/20/2012 - 08/30/2013

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

11/05/2009 - 06/22/2012

BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)

NY

03/07/2007 - 04/16/2008

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 07/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Scott Jason Hechler. Review regulatory record here.
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