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Scott Jason Dougherty

U.s. Bancorp Investments, Inc.

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About Scott Jason Dougherty

Scott Jason Dougherty is a financial advisor with over 15 years of experience in the financial services industry. Scott Jason Dougherty is currently registered with U.s. Bancorp Investments, Inc. in Minnesota. Previously, Scott Jason Dougherty was registered with Ameriprise Financial Services, Inc. Scott Jason Dougherty has passed the Series 7, Series 66, Series 53, Series 24 and SIE exams. Scott Jason Dougherty is a registered Investment Advisor Representative and provides services to individuals, corporations, charitable organizations, pension plans and high net worth individuals.

Firm Information

Scott Dougherty is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Scott Dougherty’s Registration & Firm History

MN

01/27/2014 - Present

U.s. Bancorp Investments, Inc. (Rosemount MN)

MN

11/07/2006 - 01/18/2007

AMERIPRISE FINANCIAL SERVICES, INC. (EDINA MN)

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Licenses & Designations

BOTH

Issued 11/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/21/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/08/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Jason Dougherty.
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