Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Jamison Brown is an investment advisor representative who has been in the industry since November 16, 2003. He is currently registered with Wealth Enhancement Advisory Services, LLC in Deer Park, NY and Plymouth, MN. Scott Jamison Brown previously worked with Simplicity Financial Investment Services, Inc., Transamerica Capital, Inc., Sealy Investment Securities, LLC, PTX Securities, LLC, Commonwealth Financial Network, AIG Capital Services, Inc., Hartford Life Distributors, LLC, Sun Life Financial Distributors, Inc., and Planco Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NY
01/31/2022 - Present
Wealth Enhancement Advisory Services, LLC (DEER PARK NY)
NJ
04/22/2021 - 09/13/2021
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)
CO
03/25/2020 - 10/12/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
12/10/2019 - 03/16/2020
SEALY INVESTMENT SECURITIES, LLC (DALLAS TX)
TX
04/15/2017 - 12/02/2019
PTX SECURITIES, LLC (PLANO TX)
MI
03/17/2017 - 04/12/2017
COMMONWEALTH FINANCIAL NETWORK (ANN ARBOR MI)
NJ
05/22/2012 - 11/02/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
01/18/2012 - 05/23/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
MA
07/07/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
11/06/2002 - 06/29/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 01/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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