Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott McIntire is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since August 2005. Scott has Series 7, 9, 10, 31, 63, and 66 licenses as well as a Series SIE license. Scott is registered to offer securities and investment advisory services in Arizona, California, Colorado, Florida, Idaho, Kansas, Massachusetts, Nebraska, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Wisconsin. Scott's previous employment was with MORGAN STANLEY DW INC. Scott is currently affiliated with the Riverside, CA office of Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERSIDE CA)
NY
06/06/2005 - 07/25/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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