Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott James Kuester is a financial advisor with LPL Financial LLC. Scott has been in the financial industry since 2002 and has a wide range of experience in serving individual and business clients. Scott holds Series 6, 7, 63, and 65 licenses and is registered to sell securities in multiple states. Scott is also registered as an Investment Advisor Representative in Nebraska and Texas. Scott provides financial planning services, portfolio management, and consulting to clients. Prior to joining LPL Financial LLC, Scott worked with Raymond James Financial Services, Inc., Cetera Investment Services LLC, and BANCWEST INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
09/20/2022 - Present
LPL Financial LLC (BELLEVUE NE)
NE
06/14/2017 - 07/26/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (LINCOLN NE)
NE
07/19/2011 - 06/13/2017
CETERA INVESTMENT SERVICES LLC (LINCOLN NE)
NE
05/02/2008 - 07/19/2011
BANCWEST INVESTMENT SERVICES, INC. (LINCOLN NE)
NE
01/29/2004 - 05/07/2008
NYLIFE SECURITIES LLC (LINCOLN NE)
IA
12/04/2001 - 10/06/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 04/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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