linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott James Kroeger

THE O.n. Equity Sales Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott James Kroeger

Scott Kroeger is a financial professional with over 20 years of experience in the financial services industry. Scott is currently registered with The O.n. Equity Sales Co. Scott has previously been registered with Fifth Third Securities, Inc., U.S. Bancorp Investments, Inc., Jefferson Pilot Securities Corporation, Locust Street Securities, Inc., CNA Investor Services, Inc. and Equity Services, Inc. Scott has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6).

Firm Information

Scott Kroeger is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Kroeger’s Registration & Firm History

OH

11/20/2018 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

OH

11/24/2004 - 03/01/2006

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

MN

07/02/2002 - 11/04/2004

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

IN

12/21/2001 - 03/15/2002

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IA

01/01/1996 - 12/31/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

04/07/1994 - 01/01/1996

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

VT

04/16/1992 - 12/31/1993

EQUITY SERVICES, INC. (MONTPELIER VT)

VT

11/25/1988 - 12/31/1990

EQUITY SERVICES, INC. (MONTPELIER VT)

Not sure if Scott James Kroeger is right for you?

Licenses & Designations

BC

Issued 11/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott James Kroeger. Review regulatory record here.
Not sure if Scott James Kroeger is right for you?