Unclaimed
Scott Ironside is a financial advisor currently registered with Robert W. Baird & Co. Inc. in Louisville, Kentucky. Scott has been in the industry since February 1999 and has worked previously with JJB Hilliard WL Lyons LLC, and J.J.B. Hilliard, W.L. Lyons, Inc. in the Louisville area. Scott is licensed to provide both Broker-Dealer and Investment Advisor services in Kentucky and holds Series 7, 24, 27, 28, 53, 63, 65 and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
02/10/1999 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
IA
Issued 06/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/10/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/03/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2007
Series 14 - Compliance Officer Examination
BC
Issued 12/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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