Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott James Gregory is a financial advisor at LPL Financial LLC. Scott has been working in the financial services industry since April 2007. Scott has a Series 7 and Series 66 license and holds registrations in over 20 states. Scott has previously worked at INVEST Financial Corporation and Wells Fargo Advisors, LLC. In addition to his advisory services, Scott also owns Impreza Salon. Scott is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/14/2018 - Present
LPL Financial LLC (RACINE WI)
WI
03/18/2013 - 02/14/2018
INVEST FINANCIAL CORPORATION (JANESVILLE WI)
WI
10/25/2011 - 03/20/2013
WELLS FARGO ADVISORS, LLC (JANESVILLE WI)
WI
10/10/2007 - 10/11/2011
PRIMEVEST FINANCIAL SERVICES, INC. (WAUKESHA WI)
WI
03/30/2007 - 10/11/2007
THRIVENT INVESTMENT MANAGEMENT INC. (ELKHORN WI)
BOTH
Issued 04/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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