Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Gauger is a financial professional with over 29 years of experience in the financial services industry. Scott is currently registered with Securian Financial Services, Inc. in Minnesota. Scott has been with Securian Financial Services, Inc. since August 23, 1995. Prior to that, Scott worked at CRI SECURITIES, LLC, TCF SECURITIES, INC., and CFS BROKERAGE CORP.. Scott has a strong track record of success in providing financial advice to clients. Scott holds the Series 6, 7, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/23/1995 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
05/13/1998 - 12/31/2004
CRI SECURITIES, LLC (ST. PAUL MN)
MN
10/19/1994 - 06/22/1995
TCF SECURITIES, INC. (MINNEAPOLIS MN)
NY
01/01/1993 - 08/02/1994
CFS BROKERAGE CORP. (NEW YORK NY)
IA
Issued 05/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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