Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott James Finch is a financial advisor registered with Raymond James Financial Services Advisors, Inc. based in ST. GEORGE, UT. Scott has been in the financial services industry for over 6 years. Scott has passed the Series 63, Series 65, Series 7TO, and SIE exams. Scott is licensed in Arizona, California, Florida, Montana, Nevada, New Mexico, North Carolina, Texas, and Utah. Scott is also registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
02/08/2019 - Present
Raymond James Financial Services Advisors, Inc. (ST. GEORGE UT)
BC
Issued 05/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/17/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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