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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott James Duba is a financial advisor with Prime Capital Financial. Scott has been a registered representative since February 5, 2008. Scott's professional experience includes working at Neuberger Berman LLC, Artisan Partners and Antora Peak / Mariner before joining Prime Capital Financial. Scott is a Chartered Financial Analyst and holds the Series 7 and Series 63 licenses. Scott specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans and pooled investment vehicles. Scott provides a variety of financial planning services including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
KS
12/01/2021 - Present
Prime Capital Financial (OVERLAND PARK KS)
IL
02/05/2008 - 06/03/2014
NEUBERGER BERMAN LLC (CHICAGO IL)
BC
Issued 09/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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