Unclaimed
Scott James Dorman is a financial advisor currently employed at Artisan Partners Distributors LLC in Milwaukee, WI. Scott has been in the securities industry since June 10, 2014. Scott holds the Series 6, Series 22, Series 63, and SIE licenses. Scott Dorman is registered to sell securities in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
06/11/2014 - Present
Artisan Partners Distributors LLC (MILWAUKEE WI)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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