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Scott James Bender

Cleveland Research Co. LLC

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About Scott James Bender

Scott James Bender is a financial professional with over 20 years of experience in the industry. Scott has held various positions at different firms, including FTN Midwest Securities Corp and Cleveland Research Co. LLC, where he currently works. Scott has a broad range of knowledge and experience in the financial industry, evidenced by his successful completion of various exams, including the Series 7, Series 86, Series 87, and the SIE. Scott is registered with FINRA and the state of Ohio. Scott is a dedicated professional and focuses on providing clients with the best financial advice.

Firm Information

Scott Bender is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Subscription fees for research reports

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Scott Bender’s Registration & Firm History

OH

03/30/2007 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

OH

09/22/2004 - 07/14/2006

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 01/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/16/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/21/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott James Bender.
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