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Scott James Andersen

SG Americas Securities, LLC

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About Scott James Andersen

Scott James Andersen is a financial advisor with over 12 years of experience in the financial services industry. Scott is currently registered with SG Americas Securities, LLC and is licensed in Illinois. Scott has a broad range of experience, having previously worked with Chase Investment Services Corp. Scott specializes in investments, and holds Series 3, 6, 7, and 63 licenses.

Firm Information

Scott Andersen is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Andersen’s Registration & Firm History

IL

10/08/2019 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

08/16/2006 - 08/20/2007

CHASE INVESTMENT SERVICES CORP. (SCHAUMBURG IL)

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Licenses & Designations

BC

Issued 01/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/25/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2009

Series 3 - National Commodity Futures Examination

BC

Issued 08/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott James Andersen.
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