Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Walters is a financial professional with over 15 years of experience in the industry. Scott has a broad range of experience, having worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Franklin Distributors, LLC. Scott is a Series 3, 7, 55, 57TO, and 63 licensed professional. Scott is currently registered with Franklin Distributors, LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2009 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
09/19/2007 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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