Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott J. Tricarico is a financial professional with over 16 years of experience in the industry. Scott has a strong background in securities, having held positions at J.P. Morgan Securities LLC, BNP Paribas Securities Corp., and Deutsche Bank Securities Inc. Scott is currently registered with Citizens JMP Securities, LLC and holds FINRA Series 7, 63, 79, and SIE licenses. Scott is dedicated to providing clients with comprehensive financial services and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/30/2024 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
NJ
09/24/2013 - 08/26/2024
J.P. MORGAN SECURITIES LLC (Saddlebrook NJ)
NY
07/23/2007 - 07/15/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/18/2007 - 08/06/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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