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Scott J Silver

Finalis Securities LLC

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About Scott J Silver

Scott Silver is a financial professional with over 20 years of experience in the industry. Scott currently holds Series 7, 3, 63, 65, 79, 82TO, and SIE licenses. Scott is registered with Finalis Securities LLC in New York, NY. Scott has worked with various firms, including UBS PaineWebber Inc., PaineWebber Incorporated, and Kimberlite Advisors, LLC. Scott is registered in Florida for Broker-Dealer.

Firm Information

Scott Silver is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Silver’s Registration & Firm History

NY

12/10/2021 - Present

Finalis Securities LLC (New York NY)

NY

06/01/2020 - 11/04/2021

FINALIS SECURITIES LLC (NEW YORK NY)

NY

07/18/2018 - 08/13/2019

KIMBERLITE ADVISORS, LLC (NEW YORK NY)

NY

05/24/2018 - 07/02/2018

BURKE & QUICK PARTNERS LLC (UNIONDALE NY)

NJ

02/21/2001 - 05/27/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

09/04/1998 - 03/14/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

03/05/1990 - 09/29/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

01/26/1984 - 03/23/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/30/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/07/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2020

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/03/1995

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Scott J Silver. Review regulatory record here.
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