Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Penrod is a registered representative with J.p. Morgan Securities LLC. Scott has over 19 years of experience in the financial services industry. Scott is registered with the state of Florida. Scott specializes in working with individuals, businesses, high-net-worth individuals, charitable organizations, insurance companies, pension and profit sharing plans, and corporations. Scott offers financial planning, portfolio management, selection of other advisors, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
FL
01/31/2025 - Present
J.p. Morgan Securities LLC (JACKSONVILLE FL)
FL
09/17/2020 - 06/08/2022
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
FL
07/05/2011 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
FL
05/04/2011 - 06/15/2011
JHS CAPITAL ADVISORS, INC. (TAMPA FL)
FL
07/25/2008 - 05/04/2011
RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)
FL
11/25/2005 - 06/27/2008
INVEST FINANCIAL CORPORATION (TAMPA FL)
FL
09/27/2005 - 12/09/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
04/19/2005 - 06/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
10/11/2001 - 04/27/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 08/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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