Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott J. Kinghorn is a financial professional with over 10 years of experience in the financial services industry. Scott J. Kinghorn is currently registered with Capital One Securities, Inc. Prior to joining Capital One Securities, Inc. Scott J. Kinghorn was with Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott J. Kinghorn holds the Series 66, Series 7 and SIE licenses. Scott J. Kinghorn is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/31/2019 - Present
Capital ONE Securities, Inc. (New York NY)
NY
07/30/2015 - 12/20/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/09/2013 - 06/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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