Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Francis is a financial professional with over 17 years of experience in the industry. Scott is currently registered as an Investment Advisor Representative with Hornor, Townsend & Kent, LLC. Previously, Scott worked with Securian Financial Services, Inc. and MetLife Securities, Inc. Scott specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Scott is also a licensed insurance broker and has a background in insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NJ
06/28/2016 - 04/25/2017
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NJ
08/31/2011 - 07/01/2016
METLIFE SECURITIES, INC (MONTCLAIR NJ)
NJ
02/14/2005 - 09/06/2011
DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)
IA
Issued 12/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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