Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Finnegan is a financial professional with over 25 years of experience in the financial services industry. Scott is currently registered with Centaurus Financial, Inc. and offers financial planning, portfolio management and investment advisory services. Scott has experience working with a variety of clients, including individuals, high-net-worth individuals, and businesses. Scott holds the Series 7, Series 63, Series 65, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ID
08/29/2022 - Present
Centaurus Financial, Inc. (HAYDEN ID)
CA
08/11/2020 - 10/29/2021
TRITON PACIFIC SECURITIES, LLC (IRVINE CA)
CA
02/18/2020 - 05/14/2020
SELECT CAPITAL CORPORATION (SAN JUAN CAPISTRANO CA)
CA
11/19/2018 - 03/10/2020
SHOPOFF SECURITIES, INC. (IRVINE CA)
CA
04/25/2012 - 10/18/2018
STIRA CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
05/06/2009 - 05/02/2011
PACIFIC CORNERSTONE CAPITAL INCORPORATED (SANTA ANA CA)
NJ
01/31/2008 - 05/01/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MN
03/22/2007 - 02/07/2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
CA
08/28/2006 - 05/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
OH
03/12/2001 - 08/01/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CO
10/28/1998 - 10/10/2000
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
09/13/1996 - 10/16/1998
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
CT
11/16/1995 - 08/30/1996
WOOD LOGAN DISTRIBUTORS, INC. (OLD GREENWICH CT)
IA
Issued 06/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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