Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Fidel is a financial advisor with Stephens. Scott has been in the financial industry since 2000. Scott holds a Series 7, 86, 87, 63 and 65 licenses and is registered with the state of New York and Texas. Scott has worked for several financial institutions including Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., UBS Warburg LLC and Paine Webber Incorporated. Scott specializes in portfolio management for individuals and businesses, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/02/2024 - Present
Stephens (NEW YORK NY)
NY
10/22/2015 - 12/22/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/06/2006 - 09/03/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/24/2002 - 05/30/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/03/2000 - 09/06/2002
UBS WARBURG LLC (NEW YORK NY)
NJ
05/10/2000 - 11/03/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/07/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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