Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edwards is a financial advisor with RBC Capital Markets, LLC. Scott has been in the financial industry since 2007 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. Scott has a strong track record of success and is committed to providing his clients with the highest level of service. Scott holds several industry licenses, including Series 7, 6, and 66. Scott is also registered as an investment advisor representative in New York and Texas. Prior to RBC Capital Markets, Scott was an advisor with Jefferies LLC and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/24/2017 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/31/2012 - 02/12/2016
JEFFERIES LLC (NEW YORK NY)
NY
02/13/2009 - 02/15/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/29/2008 - 10/14/2008
JANE STREET CAPITAL, LLC (NEW YORK NY)
NY
07/29/2008 - 10/14/2008
JANE STREET MARKETS, LLC (NEW YORK NY)
NY
07/29/2008 - 10/14/2008
JANE STREET TRADING, LLC (NEW YORK NY)
NY
06/14/2007 - 04/29/2008
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/27/2006 - 01/31/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREAT NECK NY)
BOTH
Issued 04/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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