Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Antin is an investment advisor representative with over 30 years of experience in the financial services industry. Scott is currently registered with Charles Schwab & Co., INC. and has held previous registrations with several other firms. Scott is a licensed securities agent and has successfully passed the Series 63, Series 7, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
01/02/2019 - Present
Charles Schwab & CO., Inc. (New York City NY)
NY
01/26/2005 - 07/21/2014
GFA SECURITIES, LLC (NEW YORK NY)
TX
02/27/1997 - 11/22/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
12/08/1994 - 02/26/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NA
03/21/1994 - 07/11/1994
BRENNER SECURITIES CORPORATION
NA
11/30/1993 - 02/24/1994
THOMAS JAMES ASSOCIATES, INC.
NY
01/07/1993 - 02/24/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
02/21/1992 - 01/22/1993
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
BC
Issued 3/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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