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Scott Ian Moses

Solomon Partners Securities, LLC

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About Scott Ian Moses

Scott Moses is a financial advisor with Solomon Partners Securities, LLC. Scott has been in the industry since 2001 and has a broad range of experience, having worked at firms like Sagent Advisors, LLC and J.P. Morgan Securities Inc. Scott is registered in Connecticut and New York.

Firm Information

Scott Moses is currently registered with Solomon Partners Securities, LLC. Solomon Partners Securities, LLC is a Limited Liability Company formed in September 2006. The firm is registered with the Securities and Exchange Commission and holds state registrations in 33 states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Moses’s Registration & Firm History

NY

10/05/2016 - Present

Solomon Partners Securities, LLC (NEW YORK NY)

NY

07/30/2008 - 07/29/2016

SAGENT ADVISORS, LLC (NEW YORK NY)

NY

10/03/2005 - 07/28/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/07/2004 - 09/13/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/06/2001 - 03/18/2004

DRESDNER KLEINWORT WASSERSTEIN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Ian Moses.
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