Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Miller is a financial advisor with over 30 years of experience in the industry. Scott currently works at Charles Schwab & CO., Inc., where Scott is a Registered Representative and Investment Advisor Representative. Scott has previously worked at USAA FINANCIAL ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, THOMAS JAMES ASSOCIATES, INC., and HIBBARD BROWN & CO., INC. Scott holds the Series 7, Series 63, and Series 65 licenses and the SIE exam. Scott is registered with the state of Arizona, California, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
11/14/2016 - Present
Charles Schwab & CO., Inc. (Princeton NJ)
NJ
04/04/2013 - 08/03/2016
USAA FINANCIAL ADVISORS, INC. (SHORT HILLS NJ)
NJ
10/23/2009 - 11/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
09/06/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PRINCETON NJ)
NY
10/28/1992 - 08/31/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/12/1991 - 11/01/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
03/20/1991 - 04/26/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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