Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hurley is a financial advisor with over 7 years of experience. Scott is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Colorado. Scott previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, OppenheimerFunds Distributor, Inc., RAYMOND JAMES FINANCIAL SERVICES, INC., and SECURIAN FINANCIAL SERVICES, INC. Scott has a wide range of experience in the financial services industry. Scott is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/06/2020 - Present
Raymond James & Associates, Inc. (Denver CO)
CO
04/14/2016 - 12/06/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
03/30/2015 - 03/03/2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
FL
01/07/2015 - 03/11/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TN
07/29/2013 - 03/11/2015
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/13/2011 - 06/24/2013
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
BOTH
Issued 12/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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