Unclaimed
Scott Singer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Plantation, FL. Scott has been in the financial industry since 2000. Scott holds a Series 63, 65, 7, 9, 10, 24, 52, 55, 57 and SIE licenses. Scott specializes in providing investment advice to individuals, businesses, corporations, high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLANTATION FL)
FL
11/25/2015 - 01/13/2016
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
05/03/2012 - 11/17/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOYNTON BEACH FL)
FL
05/27/2011 - 04/20/2012
RODMAN & RENSHAW, LLC (BOCA RATON FL)
FL
03/10/2000 - 05/27/2011
HUDSON SECURITIES,INC. (BOCA RATON FL)
IA
Issued 08/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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