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Scott Howell Parker

Charles Schwab & CO., Inc.

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About Scott Howell Parker

Scott Howell Parker is a financial advisor at Charles Schwab & CO., Inc. Scott has over 24 years of experience in the financial services industry. Scott holds a Series 7, 9, 10, 24, 4, 53, 55, 63 and 65 licenses, and is registered in 48 states. Scott specializes in providing financial planning and wealth management services to individuals and families. Scott is dedicated to helping clients achieve their financial goals.

Firm Information

Scott Parker is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Scott Parker’s Registration & Firm History

TX

08/14/2012 - Present

Charles Schwab & CO., Inc. (Mckinney TX)

TX

02/28/2001 - 08/02/2012

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

NE

04/12/1999 - 01/23/2001

AMERITRADE (BELLEVUE NE)

RI

07/30/1998 - 08/27/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MO

08/06/1996 - 05/13/1997

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

RI

03/14/1996 - 07/25/1996

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 06/07/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/07/2007

Series 4 - Registered Options Principal Examination

BC

Issued 07/02/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/27/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Howell Parker.
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