Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Howard Rubin is a financial advisor with J.p. Morgan Institutional Investments Inc. Scott has been in the financial services industry for over 12 years. Scott is registered with FINRA and has passed the Series 7, Series 63 and SIE exams. Scott has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/25/2015 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
04/01/2013 - 03/19/2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
03/13/2013 - 03/19/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
ME
03/29/2010 - 11/06/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 12/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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