Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Matthews is a financial advisor with over 20 years of experience in the financial services industry. Scott is currently registered with Wells Fargo Clearing Services, LLC and has been with them since November 2019. Prior to that, Scott worked with Ameriprise Financial Services, Inc., IDS Life Insurance Company, World Group Securities, Inc., and WMA Securities, Inc. Scott holds Series 6, 7, 63 and 65 licenses as well as the Securities Industry Essentials (SIE) Examination. Scott specializes in financial planning, investment consulting services to institutional clients and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/20/2019 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
05/02/2002 - 11/29/2019
AMERIPRISE FINANCIAL SERVICES, INC. (SOUTHLAKE TX)
MN
05/02/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
04/12/2002 - 04/26/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
03/12/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 05/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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