Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Geller is a financial advisor at Wells Fargo Clearing Services, LLC. Scott has been in the industry since 2008 and has experience in a number of different financial services firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC. Scott is licensed in several states including California and Texas. Scott has a diverse range of certifications, including Series 7 and Series 6, demonstrating a strong understanding of investment products and strategies. His experience and qualifications enable him to provide comprehensive financial advice and guidance to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/16/2020 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
08/02/2013 - 01/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
03/09/2010 - 08/05/2013
WELLS FARGO ADVISORS, LLC (SAN RAFAEL CA)
CA
05/18/2001 - 05/01/2002
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
ME
03/17/2000 - 04/30/2001
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BOTH
Issued 03/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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