Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Staples is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Scott has been in the industry since March 12, 2001. Scott is registered with the state of Texas as an investment advisor representative. Scott has passed several industry exams, including the Series 66, Series 63, Series 10, Series 9, SIE, and Series 7. Scott is registered with several states, including Louisiana, Massachusetts, Oklahoma, Texas, and Utah. Scott is currently working with Fidelity Personal and Workplace Advisors in their Boston, Massachusetts branch. The firm is a large firm with approximately $1 billion - $10 billion in assets under management. Fidelity Personal and Workplace Advisors provides services such as financial planning, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
BOTH
Issued 04/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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