Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Thies is a financial advisor with over 23 years of experience in the industry. Scott is currently registered with Nylife Distributors LLC in New York, NY. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Industry and Financial Markets Association (SIFMA). Prior to joining Nylife Distributors LLC, Scott worked at AXA ADVISORS, LLC, and John Hancock Distributors, Inc. Scott holds the Series 6, 7, and 63 securities licenses as well as the SIE exam. Scott has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/04/2001 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
12/17/1999 - 01/25/2001
AXA ADVISORS, LLC (NEW YORK NY)
MA
08/02/1996 - 07/30/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/02/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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