Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Herbert Sundberg is an investment advisor representative with Raymond James Financial Services Advisors, Inc.. Scott has been in the financial services industry for over 20 years and has a wide range of experience in providing financial advice to individual and institutional clients. Scott is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
03/12/2019 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
FL
12/03/2013 - 12/17/2018
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
02/13/2006 - 07/16/2013
E*TRADE SECURITIES LLC (TAMPA FL)
MA
06/26/2003 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
NY
11/01/2000 - 07/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
03/11/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
CA
05/20/1998 - 03/03/1999
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
BOTH
Issued 07/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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