Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Henry Shepherd is an investment advisor representative with Uniting Wealth Partners. Scott has been in the industry since October 3, 1990. Scott has a long history in the financial industry and has been registered with several firms over the years, including Raymond James & Associates, Inc. and Morgan Stanley DW Inc. Scott is also a licensed insurance agent and spends approximately 10% of his time during the month on insurance sales and implementation of insurance recommendations. He has specialized knowledge in various investment areas, including but not limited to retirement planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
10/28/2024 - Present
Uniting Wealth Partners (MISSION KS)
AR
10/28/2005 - 08/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (ROGERS AR)
NY
01/19/1995 - 11/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/04/1990 - 01/26/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 06/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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