Unclaimed
Scott Guetz is a financial advisor with Mariner Wealth Advisors. Scott has over 30 years of experience in the financial services industry. Scott is a CERTIFIED FINANCIAL PLANNER™ and is registered as an investment advisor representative in Arizona and Texas. Scott previously worked at CETERA ADVISOR NETWORKS LLC, WALNUT STREET SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, CIGNA SECURITIES, INC., CONSOLIDATED INVESTMENT SERVICES, INC., HICKEY, KOBER, INCORPORATED, R.B. MARICH, INC. and CHESLEY AND DUNN, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/30/2021 - Present
Mariner Wealth (SCOTTSDALE AZ)
CO
09/03/2013 - 05/04/2021
CETERA ADVISOR NETWORKS LLC (ENGLEWOOD CO)
CO
12/11/1991 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ENGLEWOOD CO)
IN
05/16/1989 - 12/11/1991
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/16/1989 - 12/11/1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
02/20/1986 - 05/22/1989
CIGNA SECURITIES, INC.
NA
12/03/1985 - 02/19/1986
CONSOLIDATED INVESTMENT SERVICES, INC.
NA
02/27/1985 - 10/09/1985
HICKEY, KOBER, INCORPORATED
NA
03/06/1984 - 03/05/1985
R.B. MARICH, INC.
NA
05/04/1983 - 01/26/1984
CHESLEY AND DUNN, INC.
IA
Issued 06/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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