Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hayes is a financial advisor with National Financial Services LLC. Scott has been in the financial industry for over 20 years and has experience working with a variety of clients. Scott is registered in all 50 states and holds the Series 7, Series 63, Series 66 and SIE licenses. Scott has a strong track record of success and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/25/2019 - Present
National Financial Services LLC (SAN FRANCISCO CA)
CA
01/22/2021 - 01/26/2021
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
01/03/2011 - 01/24/2012
WELLS FARGO ADVISORS, LLC (PALO ALTO CA)
CA
11/27/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PALO ALTO CA)
CA
05/29/2007 - 10/29/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
CA
03/02/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (PALO ALTO CA)
HI
08/27/2001 - 05/01/2002
PACIFIC CENTURY INVESTMENT SERVICES, INC (HONOLULU HI)
HI
07/24/1997 - 01/28/1999
PACIFIC CENTURY INVESTMENT SERVICES, INC (HONOLULU HI)
PA
06/01/1995 - 06/20/1996
DIRECTED SERVICES, INC. (WEST CHESTER PA)
BC
Issued 03/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/18/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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