Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Harvey is a registered representative with Capfinancial Securities, LLC. Scott has been in the securities industry since 2017. Scott holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Scott is currently registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/05/2019 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
08/30/2017 - 12/06/2018
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 09/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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